Hong Kong OFC & LPF Funds: Expert Governance & Compliance 

We provide comprehensive ongoing governance and compliance support for Hong Kong Open-ended Fund Companies (OFC) and Limited Partnership Funds (LPF). We help fund managers navigate complex regulations with confidence and maintain smooth, compliant operations.

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Our Key Services Include:

• Regulatory & Governance Advisory: Quarterly board meetings, monthly regulatory updates, and ongoing board governance support to keep your fund aligned with current requirements.

• Fund Documentation: Regular review and maintenance of key constitutive documents, agreements, and policies to ensure they remain accurate and compliant.

• Regulatory Filings: Preparation and submission of annual filings with the Securities and Futures Commission (SFC), Companies Registry, and relevant tax authorities.

• Marketing Compliance: Review of investor materials, marketing documents, and advisory on cross-border marketing restrictions.

• AML / KYC Support: Risk assessments, customer due diligence (CDD) guidance, and practical support for high-risk or complex scenarios.

• Risk Management: Quarterly risk reviews and provision of up-to-date policy templates tailored to OFC and LPF structures.

• Climate Compliance: Advisory on climate-related disclosures and reporting obligations under relevant Hong Kong requirements.